Here is a list of findings I found on the dockets I listed earlier:
Docket#~~Date Filed
3689~~5/10/13 (displayed on "Trading of Kodak Debt")
3690~~5/10/13Affidavit of Service for Docket #3689
3654~~5/1/13 Affidavit of Service of Dockets #3642 & 3646
3646~~4/30/13 KERIP/KURIP from $400K to $2.5M
3371~~3/14/13 (displayed on "Trading of Kodak Debt")
2405~~11/16/13 Affidavit of Service for Docket #2389
2389~~11/15/13 (displayed on "Trading of Kodak Debt")
1715~~7/20/13 (displayed on "Trading of Kodak Debt")
1707~~7/19/12 Certificate of Service for Docket #1696
1696~~7/18/12 filed by Akin Gump 2nd Lien holdings
Archview= $12 M of 2018 Notes, $16.025M of 2019 Notes,
ZERO shares of common stockAristeia Horzons= $6.5M of 2018 Notes, $5.5M of 2019 Notes
Avenue Capital Group= $2M of 2018 Notes, $2M "DIP Credit Agreement" as of 1/20/2012)
Barclays Capital= DID NOT REPORT POSITIONS
Blackstone Group, GSO Capital Partners= $50.5M of 2018 Notes, $16.5M of 2019 Notes, $4.8M of "DIP Credit Agreement"
Bennett Management Corp.= $41.75M of 2018 Notes, $3M of Unsec. 2013 Notes
Brencourt Advisors= $1.5M of 2018 Notes, $5M of 2019 Notes (NEW DISCLOSURE)
Brevan Howard Invest. Products= DID NOT REPORT POSITIONS, thus cannot determine if they sold their common sharesCapital Venutres Intl.= $27.5M of 2018 Notes, $3M of 2019 Notes, $5M of 2013 Notes, $19M of Unsec. 2017 Notes
Carlson Capital= DID NOT REPORT POSITIONS
Chatham Capital= $4M of 2019 Notes
Chicago Fundamental Investment Partners= $32.5M of 2018 Notes, $7.5M of "DIP Credit Facility" (NEW DISCLOSURE)
Contrarian Capital Mgmt.= $3M of 2018 Notes, $30M of 2019 Notes (NEW DISCLOSURE)
Credit Suisse= $2M of 2019 Notes
Deustsche Bank= $5M of 2018 Notes, $3M of 2019 Notes,ZERO 2013 NOTES, $1.132M of 2017 Notes, ZERO of "DIP Credit Agreement"
Golden Tree Asset Mgmt.= $13.5 M of 2018 Notes, $5M of 2019 Notes (NEW DISCLOSURE)
Guggenheim Securities= $2M of 2018 Notes, ZERO of 2019 Notes
Hudson Bay Capital Mgmt.= $10M of 2018 Notes, $3M of 2013 Notes, $6.476715M of "DIP Credit Facility" (NEW DISCLOSURE)
JP Morgan Secur. LLC= $22.79M of 2018 Notes, $13.8M of 2019 Notes, $16.23M of 2017 Notes,
ZERO shares of common stock, $202k OF GEN. UNSECURED CLAIMS (NEW DISCLOSURE), $82k ADMIN. CLAIMS (NEW DISCLOSURE)
JP Morgan Invest. Mgmt.= $22M of 2018 Notes, ZERO of "DIP Credit Agreement"
KS Mgmt. Corp= DID NOT REPORT POSITIONS
Lietspeed Partners= $4M of 2018 Notes, $41M of 2019 Notes, ZERO of 2017 Notes
Matlin Patterson Asset Mgmt.= $2M of 2018 Notes, $5M of 2019 Notes, $2M of 2017 Notes, $8.674 of "DIP Credit Facility" (NEW DISCLOSURE)
Merrill Lynch, Pierce, Fenner & Smith Inc.= $5.49M of 2018 Notes, ZERP of 2019 Notes, $1.78M of 2013 Notes, ZERO of "DIP Credit Agreement", $1M 2017 Notes
Morgan Stanley= DID NOT REPORT POSITIONS
Och-Ziff Capital Mgmt. Grp.= $3M of 2018 Notes (NEW DISCLOSURE)
Perry Capital Mgmt.= $1M of 2018 Notes (NEW DISCLOSURE)
RBS Global= $16M of 2018 Notes, $7M of 2019 Notes, ZERO of 2013 Notes, $13M of 2017 Notes
Mariner Tricadia Cred. Strat. Master Fund= $7.76 M of 2019 Notes, $6M of 2017 Notes
Mariner LDC= $2.215 of 2019 Notes, $2M of 2017 Notes
Serengeti Asset Mgmt.= $8M of 2018 Notes
Silver Point Capital= $3M of 2018 Notes, $8.5M of 2019 Notes, $953K of "DIP Credit Facility", $15M of 2017 Notes (NEW DISCLOSURE)
Stone Lion Portfolio= $5.53M of 2018 Notes, $8.28M of 2019 Notes, $2,624,788.85 of "DIP Credit Facility" (NEW DISCLOSURE)
(Permal) Stone Lion Fund= $447K of 2018 Notes, $400K of 2019 Notes, $235,496.85 of "DIP Credit Facility" (NEW DISCLOSURE)
The D.E. Shaw Group= $56M of 2018 Notes, $6M of 2019 Notes, $7M of "DIP",
ZERO shares of common stock UBS Sec. LLC= ZERO of 2018 Notes, $15.5m OF 2019 Notes
1602~~7/6/12 Representation of Halperin Battaglia
1403~~6/18/12 Affidavit of Service for Dockets #1389 & 1390
1402~~6/18/12 Affidavit of Service for Dockets #1389 & 1390
1390~~6/14/13 (displayed on "Trading of Kodak Debt")
1369~~6/12/12 Retiree positions held as of retirement
0976~~4/24/12 Affidavit of service for Docket #864
0864~~4/13/12 filed by Keefe Bartels specifically by Stephen Grygiel Shareholders (Eric Wagoner= 61,500 shares, Christ DePierro= 35,000 shares, Andrew Gregor[Putnam Cap. Serv.]= 22,000 shares, Roman Stockhammer= 2,500 shares, Frank E. Williams, Jr.= 91,000 shares, William Stern[Wapiti Part.]= 30,000 shares, Lance Laifer[Wapiti Part.]= over 1M shares, George Karfunkel= 12M shares)
0769~~4/2/12 filed by Akin Gump 2nd Lien holdings as of 02Mar2012
Archview= $7 M of 2018 Notes, $18.025M of 2019 Notes,
500K shares of common stockAristeia Horzons= $3M of 2019 Notes
Avenue Capital Group= $25M of 2018 Notes, $2M "DIP Credit Agreement" as of 1/20/2012)
Barclays Capital= $5.5M of 2019 Notes
Blackstone Group, GSO Capital Partners= $2.5M of 2018 Notes, $10M of "DIP Credit Agreement"
Bennett Management Corp.= $41.75M of 2018 Notes, $3M of Unsec. 2013 Notes
Brevan Howard Invest. Products= $3.5M of 2019 Notes, $19M of 2013 Notes,
200K shares of common stockCapital Venutres Intl.= $18.5M of 2018 Notes, $2M of 2019 Notes, $7M of 2013 Notes, $27.267M of Unsec. 2017 Notes
Carlson Capital= $5M of 2018 Notes
Chatham Capital= $4M of 2019 Notes
Credit Suisse= $2M of 2018 Notes
Deustsche Bank= $13.1M of 2018 Notes, $1.9M of 2019 Notes, $1.8M of 2013 Notes (Short), $3.1M of 2017 Notes, $5M of "DIP Credit Agreement"
Guggenheim Securities= $2.5M of 2018 Notes, $2.5M of 2019 Notes
JP Morgan Secur. LLC= $36.295M of 2018 Notes, $7.8M of 2019 Notes, $9.684M of 2017 Notes,
20,031 shares of common stock (short)JP Morgan Invest. Mgmt.= $27.428M of 2018 Notes, $23.85M of "DIP Credit Agreement"
KS Mgmt. Corp= $2.5M of 2018 Notes
Lietspeed Partners= $27M of 2019 Notes, $21.923M of 2017 Notes
Merrill Lynch, Pierce, Fenner & Smith Inc.= $1.257M of 2018 Notes, $7.5M of 2019 Notes, $1.829M of 2013 Notes, $1M of "DIP Credit Agreement"
Morgan Stanley= $18.91M of 2018 Notes, $825K of 2019 Notes, $1.405M of 2013 Notes, $10.5M of 2017 Notes (Short)
RBS Global= $25M of 2018 Notes, $1M of 2019 Notes, $5M of 2013 Notes, $5M of 2017 Notes
Mariner Tricadia Cred. Strat. Master Fund= $7.76 M of 2019 Notes, $6M of 2017 Notes
Mariner LDC= $2.215 of 2019 Notes, $2M of 2017 Notes
The D.E. Shaw Group= $51M of 2018 Notes, $4M of 2019 Notes, $7M of "DIP", 967,693 shares of common stock
UBS Sec. LLC= $2M of 2018 Notes
0701~~3/21/12 filed by SNR Denton US--Unsecured Claims (Sony Pict. Ent.= $16,666,667; Pension Benefit Guaranty Corp.= $775 M + Unliquidated claims)
0544~~3/9/12 filed by Brown Rudnick--Common Stock (Greywolf Cap. Partners= 3,184,400 shares; Greywolf Cap. Oversease Master Fund= 5,485,000 shares; Rich Katz= 22,000 shares; Kenneth S. Grossman= 1,735,000 shares; Paul Martin= 1,000 shares)
0458~~3/1/12 filed by Klestadt & Winters--Unsecured Claims (Strategic Procurement Grp = $556,969.22; AOF Imaginging Technology= $31,187,577)
0189~~2/2/12 Service letter for Docket#153
0153~~1/30/12 (displayed on "Trading of Kodak Debt")
IMO...CONCLUSIONS:
1)Docket#769 filed on 4/2/12; Archview, Brevan, and D.E. Shaw owned common shares; and JP Morgan Securities LLC shorted common shares.
2)Later Docket #1696 filed on 7/18/12; Archview, and D.E. Shaw did not own common shares anymore; and Brevan did not even report its positions. While JP Morgan Securities LLC did not mention what happened to their short common share positions.
Read more:
kodak.boards.net/thread/5716/kodak-complete-lender-list#ixzz2V3yWEwAz